Regulatory, Compliance & Audit Reporting

SAS70, Sarbanes Oxley, and increasingly vigorous internal controls are escalating demands on the internal compliance departments that cannot be effectively handled solely by investment compliance systems. You have an investment compliance system, a personal trading system but you continue to prepare manual reports to satisfy the auditors. eReportal allows your firm to configure a compliance reporting strategy that can quickly eliminate much of the reporting being manually prepared.

Your existing systems have the information you need to automate these audit requirements - you just need a way to pull it all together.

• Develop the specific reporting required by your auditors - Each firm has specific workflows and investment policies that make your reporting requirements unique. eReportal is able to adapt to your specific needs and custom tailor solutions specific to your firm.
• Historical data at your fingertips - eReportal's scheduling and historical archiving capabilities allow you to create specific regulatory reporting that will run reports on a daily, weekly,  and monthly basis with no user interaction. These documents can be stored and historically retained based on your specific needs.  Auditors are looking for firms to have consistent and repeatable processes to measure specific risk, fairness, and consistency tests. eReportal can provide your firm with a highly cost-effective foundation to automate many of these tasks.